B. A. 2nd Sem, (Pol-Science), Unit-3 Class Notes (KU-NEP)
By
Dr. Farzeen Bano
Unit-III: U. S. A. (America): Historical Background, Main Features, Executive (President), Judiciary and Judicial Review, Legislature (Congress), Separation of Power and Theory of Check and Balance
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HISTORY OF THE AMERICAN CONSTITUTION
The American Constitution, it is the supreme law of the United States. It established the framework of government and the rights of citizens.
The American Constitution was enacted on September 17, 1787, when it was signed by the delegates at the Philadelphia Convention. However, it officially came into effect on March 4, 1789, after being ratified by the required number of states.
The journey of the American Constitution can be divided into the following stages:
1. Colonial Background
- The United States was originally composed of 13 British colonies along the eastern coast of North America.
- British policies, including taxation without representation (e.g., the Stamp Act of 1765, the Townshend Acts of 1767), led to growing unrest.
- The colonies sought greater autonomy, leading to tensions with Britain.
2. Declaration of Independence (1776)
- On July 4, 1776, the Second Continental Congress adopted the Declaration of Independence, drafted mainly by Thomas Jefferson.
- It declared that all men are created equal and have unalienable rights (life, liberty, and the pursuit of happiness).
- It also justified breaking away from Britain due to King George III’s tyranny.
3. Articles of Confederation (1781-1789)
- The first governing document of the U.S., adopted in 1781.
- Created a weak central government officialswith most powers held by the states.
- Lacked power to tax, regulate commerce, or enforce laws effectively.
- Led to economic struggles and political instability, highlighted by Shays’ Rebellion (1786-87).
4. Constitutional Convention (1787)
- Held in Philadelphia from May to September 1787.
- Delegates from 12 of 13 states (except Rhode Island) attended.
- Key figures included George Washington (president of the convention), James Madison (Father of the Constitution), Alexander Hamilton, and Benjamin Franklin.
- Aimed to revise the Articles of Confederation, but instead created a new Constitution.
5. The Great Compromise (Connecticut Compromise)
- Resolved the dispute between large and small states over representation.
- Created a bicameral (two-house) legislature:
- House of Representatives (representation based on population).
- Senate (equal representation, 2 senators per state).
6. Three-Fifths Compromise
- Southern states wanted to count enslaved people for representation.
- The compromise counted three out of every five enslaved people for taxation and representation.
7. Ratification of the Constitution (1787-1789)
- The Constitution was signed on September 17, 1787.
- Required ratification by 9 out of 13 states to become law.
- Federalists (e.g., Alexander Hamilton, James Madison, John Jay) supported ratification.
- Anti-Federalists (e.g., Patrick Henry, George Mason) opposed it, fearing a strong central government.
8. The Bill of Rights (1791)
- To address Anti-Federalist concerns, the first 10 amendments, known as the Bill of Rights, were added in 1791.
- Guaranteed fundamental rights like freedom of speech, religion, press, assembly, and fair trials.
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ARTICLES AND AMENDMENTS IN AMERICAN CONSTITUTION
The American Constitution originally had 7 Articles and has been amended 27 times.
Breakdown:
- 7 Articles: Define the structure of the government and its powers.
- 27 Amendments: Include key changes, such as the Bill of Rights (first 10 amendments, 1791), abolition of slavery (13th Amendment), and women’s voting rights (19th Amendment).
The latest amendment (27th Amendment, 1992) regulates congressional salary changes.
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MAIN FEATURES OF THE AMERICAN CONSTITUTION
1. Written and Rigid Constitution
- The U.S. Constitution is a written document, adopted in 1787.
- It is rigid, meaning amendments require a formal and difficult process.
2. Federalism
- Division of power between national (federal) government and state governments.
- Each level has distinct powers (e.g., federal government handles defense, states handle education).
3. Separation of Powers
- Inspired by Montesquieu’s theory.
- Government divided into three branches:
- Legislative (Congress)– Makes laws.
- Executive (President)– Enforces laws.
- Judicial (Supreme Court)– Interprets laws.
4. Checks and Balances
- Ensures that no branch becomes too powerful.
- Examples:
- President can veto laws passed by Congress.
- Congress can override veto with a two-thirds majority.
- Supreme Court can declare laws unconstitutional.
5. Republicanism and Democracy
- U.S. is a republic, meaning government is based on elected representatives.
- Follows principles of democracy, ensuring popular sovereignty (power with the people).
6. Bicameral Legislature
- Congress consists of two houses:
- House of Representatives (based on population, 2-year terms).
- Senate (equal representation, 6-year terms).
7. Supremacy of the Constitution
- The Supremacy Clause (Article VI) declares that the Constitution is the highest law.
- No state law can contradict the Constitution.
8. Bill of Rights and Fundamental Rights
- First 10 Amendments protect individual freedoms.
- Includes freedom of speech, religion, right to bear arms, right to fair trial, protection against unlawful searches, etc.
9. Independent Judiciary
- Supreme Court and federal courts ensure laws follow the Constitution.
- Established judicial review (power to declare laws unconstitutional) in Marbury v. Madison (1803).
10. Amendment Process
- The Constitution can be amended but requires a complex process:
- Proposal: Either by Congress (two-thirds vote) or a constitutional convention.
- Ratification: Approved by three-fourths of state legislatures or state conventions.
- Total 27 amendments have been made since 1787.
11. Presidential System
- The President is both head of state and head of government.
- Elected separately from Congress.
12. Electoral College
- The President is not directly elected by the people.
- Citizens vote for electors, who then elect the President.
13. Limited Government
- The government’s powers are limited by the Constitution.
- Rights of individuals and states are protected.
Conclusion
- The U.S. Constitution is the oldest written constitution still in use.
- It has successfully balanced government power and individual freedoms.
- Its ability to adapt through amendments has made it a model for democracies worldwide.
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GOVERNMENT STRUCTURE OF THE UNITED STATES
1. Executive Branch
1.1 Permanent Executive (Bureaucrats)
1.2 Non-Permanent Executive (President & Cabinet)
2. Legislative Branch (Congress)
2.1 Senate
2.2 House of Representatives
3. Judicial Branch
3.1 Supreme Court
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FEDERAL EXECUTIVE OF THE AMERICAN GOVERNMENT: THE PRESIDENT AND THE CABINET
The President of the United States (POTUS) is the head of the federal executive branch and holds the highest office in the country. The President is responsible for enforcing laws, leading the nation, and acting as the Commander-in-Chief of the armed forces.
1. The Office of the President
1.1 Term of Office
- The President serves a 4-year term.
- A President can be re-elected once, meaning the maximum tenure is 8 years (two terms).
- This restriction was set by the 22nd Amendment (1951) after Franklin D. Roosevelt served four terms (1933–1945).
1.2 Succession of the President
If the President dies, resigns, or is removed from office, the line of succession follows:
I. Vice President (First in line)
II. Speaker of the House of Representatives
III. President Pro Tempore of the Senate
IV. Secretary of State
V. Other Cabinet members in the order of their department's establishment
This succession is governed by the Presidential Succession Act (1947) and the 25th Amendment (1967).
1.3 Removal of the President (Impeachment Process)
The President can be removed through impeachment for "Treason, Bribery, or other High Crimes and Misdemeanors" (Article II, Section 4). The process is:
1. House of Representatives initiates impeachment with a majority vote.
2. Senate holds a trial, presided over by the Chief Justice of the Supreme Court.
3. A two-thirds majority vote in the Senate is required for removal.
Notable impeachments:
- Andrew Johnson (1868) and Bill Clinton (1998) were impeached but not removed.
- Donald Trump was impeached twice (2019, 2021) but acquitted both times.
- Richard Nixon (1974) resigned before impeachment proceedings could be completed.
2. Qualifications of the President
According to Article II, Section 1 of the Constitution, a person must:
1. Be a natural-born citizen of the United States.
2. Be at least 35 years old.
3. Have lived in the U.S. for at least 14 years.
3. Immunities of the President
1. Criminal Immunity – The President cannot be prosecuted while in office. However, they can be charged after leaving office.
2. Civil Immunity – The President cannot be sued for official actions taken while in office.
3. Executive Privilege– The President can withhold certain information related to national security and confidential communications. However, this is not absolute (e.g., Watergate scandal led to Nixon’s resignation).
4. Election Process of the President
The U.S. President is elected through an indirect election via the Electoral College system.
Step-by-Step Process:
4.1. Primary Elections & Caucuses (January–June of election year)
- Political parties select their candidates through state-by-state elections.
- The final candidates are confirmed at National Party Conventions (July–August).
4.2. General Election (First Tuesday of November, every four years)
- Citizens vote for Electors in their states (not directly for the President).
4.3. Electoral College Vote (Mid-December)
- Each state has Electoral Votes = Number of Senators (2) + Number of Representatives.
- Total electoral votes = 538 (270 needed to win).
- The candidate who wins the majority of a state's popular vote usually gets all of that state's electoral votes (Winner-takes-all system, except in Maine and Nebraska).
4.4. Congress Certification (January 6)
- Congress counts the votes and officially declares the winner.
4.5. Inauguration (January 20, following the election year)
- The new President takes the Oath of Office and officially assumes power.
5. Powers of the President
The President’s powers are defined in Article II of the Constitution and include:
5.1 Executive Powers
I. Enforcement of Laws– Ensures laws passed by Congress are implemented.
II. Executive Orders– Issues orders with the force of law (e.g., Emancipation Proclamation by Lincoln).
III. Appointments – Nominates federal officials, including judges, ambassadors, and cabinet members (requires Senate approval).
IV. Removal Power – Can remove executive officials, except federal judges.
5.2 Legislative Powers
I. State of the Union Address – Recommends policies to Congress.
II. Veto Power – Can reject a bill passed by Congress. Congress can override a veto with a two-thirds majority.
III. Special Sessions– Can call Congress into emergency sessions.
5.3 Military Powers
I. Commander-in-Chief – Leads the armed forces but cannot declare war (Congress has this power).
II. War Powers Resolution (1973) – Limits military deployment without congressional approval to 60 days.
5.4 Diplomatic Powers
I. Treaty Power– Can negotiate treaties (requires Senate approval).
II. Executive Agreements – Can make international agreements without Senate approval.
III. Recognition Power – Can recognize or cut ties with foreign nations.
5.5 Judicial Powers
I. Pardon Power – Can forgive crimes (e.g., Ford pardoned Nixon).
II. Reprieves & Commutations – Can reduce or delay sentences.
III. Appoints Federal Judges– Including Supreme Court Justices (requires Senate confirmation).
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6. The President’s Cabinet
The Cabinet is composed of heads of executive departments, appointed by the President and confirmed by the Senate. They serve as advisors to the President.
Key Cabinet Positions:
I. Vice President – Next in line for presidency, presides over the Senate.
II. Secretary of State – Handles foreign policy.
III. Secretary of Defense– Oversees the military.
IV. Secretary of the Treasury – Manages economic policy and taxation.
V. Attorney General– Heads the Justice Department, enforces federal laws.
VI. Other Secretaries – Includes Homeland Security, Education, Health, Agriculture, etc.
Conclusion
The U.S. President is one of the most powerful political figures globally, with significant authority in governance, legislation, military, and diplomacy. However, checks and balances ensure that power is not absolute, preventing authoritarian rule. The Cabinet plays a crucial role in advising the President and executing policies efficiently.
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The Cabinet of the United States: Composition and Powers
The Cabinet is a group of senior officials who advise the President and oversee different executive departments of the federal government. The President appoints Cabinet members, but their appointments must be confirmed by the Senate.
1. Composition of the U.S. Cabinet
The Cabinet consists of the Vice President and 15 heads of executive departments, along with a few other key officials.
2. Powers and Functions of the Cabinet
The U.S. Cabinet has no constitutional authority of its own but plays a crucial role in shaping and implementing government policies.
2.1 Advisory Powers
- The Cabinet advises the President on policies related to their departments.
- The President may or may not follow Cabinet advice.
2.2 Executive Powers
- Each Secretary (Cabinet member) is the head of a major executive department, responsible for enforcing federal laws and policies.
- Example: The Secretary of Defense ensures military readiness, while the Attorney General prosecutes criminals under federal law.
2.3 Legislative Influence
- Cabinet members propose bills or policies to Congress through the President.
- They testify before Congress about the impact of proposed laws on their departments.
- They implement laws passed by Congress.
2.4 Budgetary Powers
- Each department submits its budget proposal to the President, who includes it in the federal budget sent to Congress.
- The Cabinet oversees federal spending within their departments.
2.5 Crisis Management
- In national emergencies, Cabinet members take action based on their department’s role.
- Example: Department of Homeland Security responds to terrorist threats or cyber-attacks.
- Example: Department of Health & Human Services manages health crises like pandemics.
2.6 International Relations
- The Secretary of State handles foreign relations and diplomatic agreements.
- The Secretary of Defense coordinates with allies on military operations.
- The Secretary of the Treasury negotiates international trade and financial policies.
3. The Role of the Vice President in the Cabinet
- The Vice President is officially part of the Cabinet and advises the President.
- The VP serves as the President of the Senate but only votes in case of a tie.
- In case of Presidential disability, death, or removal, the Vice President becomes President (25th Amendment).
4. Independence of the Cabinet Members
While Cabinet members serve at the pleasure of the President, they do not always agree with or follow Presidential orders.
- Some secretaries may resign in protest over policies they disagree with.
- The President can dismiss any Cabinet member at any time.
5. Importance of the Cabinet in U.S. Governance
- The Cabinet ensures efficient administration by managing federal agencies.
- It helps shape policies in domestic and international affairs.
- It serves as the President’s closest group of advisors on critical issues.
Challenges of the Cabinet System
- Political Conflicts – Cabinet members may have different views from the President.
- Lack of Direct Power– Unlike the parliamentary system, Cabinet members do not have independent decision-making authority.
- Confirmation Process– Some appointments face strong opposition in the Senate.
Conclusion
The U.S. Cabinet is a key part of the executive branch, helping the President run the government effectively. Although it does not have constitutional authority, it plays a major role in policy-making, law enforcement, and crisis management. Cabinet members serve as the heads of federal departments, ensuring the smooth functioning of the administration.
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